Broker Dealer Operations Specialist

Description

Summary:?

The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst II is responsible for supporting institutional broker dealer operations including client onboarding, asset movement, trade settlement, and municipal bond underwriting. In this dynamic team environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you may participate in special projects to drive process improvement.Duties & Responsibilities:

• Onboard new customers including collecting required documentation and ensuring proper AML and OFAC screening of new accounts

• Support operations of other institutional sales and trading products, such as ICS/CDARs and Money Market Fund investments

• Provide operational support for To Be Announced (TBA) securities including monitoring ongoing collateral requirements, trade settlement, and asset movements

• Provide operational support for municipal bond underwriting

• Process asset movement requests and daily settlement wires

• Support DVP trade settlement process for unmatched trades/trade rejects

• Prepares procedures and job aide, ad hoc reports requested within business line

• Work with audit or risk colleagues to provide information and test internal controls

• Assist in the training of new colleagues on any/all functions; performs quality checks on completed work

• Performs other duties as assigned

This is a hybrid position. Office location is 7 Easton Oval, Columbus, Ohio

Basic Qualifications

• High School Diploma or Equivalent

• 1or more years of brokerage/investment or comparable experience

Preferred Qualifications

• Ability to manage multiple priorities in a fast-paced environment; adaptive to change

• Ability to create and foster strong partnerships with business partners and work well in a team environment

• FINRA SIE and Series 99

• Detail oriented with strong organizational skills

• If currently licensed with Series 6 or 7 would not need additional licensing

#LI-Hybrid

Exempt Status: (Yes = not eligible for overtime pay) (No = eligible for overtime pay)

No

Workplace Type

Hybrid

Huntington is an equal opportunity and affirmative action employer and is committed to providing equal employment opportunities for all regardless of race, color, religion, sex, national origin, age, disability, sexual orientation, veteran status, gender identity and expression, genetic information, or any other basis protected by local, state, or federal law.

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Agency Statement: Huntington does not accept solicitation from Third Party Recruiters for any position